Osj Compliance Manager Salary

Osj Compliance Manager Salary

  • osj Salaries | SimplyHired
  • Compliance Manager / FINRA Job in Salt Lake City, UT at.
  • Salary: Branch Manager/OSJ | Glassdoor
  • Broker Dealer Compliance Jobs, Employment | Indeed.com
  • Office of Supervisory Jurisdiction / OSJ Manager Job in.
  • osj Salaries | SimplyHired

    The average salary for osj jobsis $70,133.* Top 10 Related Jobs and Salaries Click a salary below to compare with osj salaries. The OSJ Manager is responsible for the supervision of Registered Representatives, Investment Advisor Representatives, Sales Assistants, Compliance Principals and Compliance Specialists to ensure…Review all exception and compliance reports and follow up on any deficiencies identify in a timely manner 4… Salary estimates based on salary survey data collected directly from employers and anonymous employees in Ohio, United States. An entry level compliance manager (1-3 years of experience) earns an average salary of $71,323. On the other end, a senior level compliance manager (8+ years of experience) earns an average salary of $126,292.

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    Salary: Compliance-Manager | Glassdoor

    Recent Salary Reports Below are the most recent compliance manager salary reports. Employer name has been removed to protect anonymity. A Compliance Manager in the Oklahoma City, OK Area area reported making $61,606 per year 26 osj manager jobs available. See salaries, compare reviews, easily apply, and get hired. New osj manager careers are added daily on SimplyHired.com. The low-stress way to find your next osj manager job opportunity is on SimplyHired. There are over 26 osj manager careers waiting for you to apply! 242 compliance program manager jobs available. See salaries, compare reviews, easily apply, and get hired. New compliance program manager careers are added daily on SimplyHired.com. The low-stress way to find your next compliance program manager job opportunity is on SimplyHired. There are over 242 compliance program manager careers waiting for you to apply!

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    Office of Supervisory Jurisdiction (OSJ) Meaning.

    An Office of Supervisory Jurisdiction (OSJ) is an office identified by the broker dealer as having supervisory responsibilities for agents and branch offices within its region. The OSJ has final approval of new accounts, and retail communication, The OSJ may also make markets or structures offerings. Search and apply for the latest Branch office manager jobs in Sandy, UT. Verified employers. Competitive salary. Full-time, temporary, and part-time jobs. Job email alerts. Free, fast and easy way find a job of 763.000+ postings in Sandy, UT and other big cities in USA.

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    Compliance Manager / FINRA Job in Salt Lake City, UT at.

    The OSJ Manager will supervise, verify and enforce compliance responsibilities through education, guidance and assistance. Some specific responsibilities include: Supervisory responsibility of approximately thirty advisors primarily located in credit unions currently in Utah, Idaho, Nevada and California Search and apply for the latest Information technology program management office manager jobs in Orem, UT. Verified employers. Competitive salary. Full-time, temporary, and part-time jobs. Job email alerts. Free, fast and easy way find a job of 730.000+ postings in Orem, UT and other big cities in USA.

    Compliance manager salary ‐ CareerExplorer

    The average salary for a compliance manager in the United States is around $106,896 per year. Avg SalaryShow avg average hourly wage. $52.3k Bottom 20%. $106.9k Median. $218.6k Top 20%. Compliance managers earn an average yearly salary of $106,896. Wages typically start from $52,264 and go up to $218,633. 21 osj jobs available. See salaries, compare reviews, easily apply, and get hired. New osj careers are added daily on SimplyHired.com. The low-stress way to find your next osj job opportunity is on SimplyHired. There are over 21 osj careers waiting for you to apply! Implementing the annual internal audit and compliance review and/or RFO/OSJ Compliance inspection in coordination with Enterprise Supervision Qualifications Include: Ability to travel up to 20 – 30% of the time

    Salary: Compliance-Manager | Glassdoor

    IBM Compliance Manager salaries - 27 salaries reported: $90,867 / yrPayPal Compliance Analyst salaries - 27 salaries reported: $46,656 / yrIRS Tax Compliance Officer salaries - 27 salaries reported: $58,495 / yrFINRA Compliance Officer salaries - 26 salaries reported: $74,909 / yrJ.P. Morgan Compliance Manager salaries - 25 salaries reported: $93,424 / yr Search and apply for the latest Hr compliance manager jobs in Salt Lake City, UT. Verified employers. Competitive salary. Full-time, temporary, and part-time jobs. Job email alerts. Free, fast and easy way find a job of 691.000+ postings in Salt Lake City, UT and other big cities in USA. 11 compliance osj principal jobs available. See salaries, compare reviews, easily apply, and get hired. New compliance osj principal careers are added daily on SimplyHired.com. The low-stress way to find your next compliance osj principal job opportunity is on SimplyHired. There are over 11 compliance osj principal careers waiting for you to apply!

    65 Osj Jobs, Employment | Indeed.com

    65 Osj jobs available on Indeed.com. Apply to Office Supervisor, Processor, Technician and more! The average Compliance Manager salary in Ohio is $106,588 as of February 26, 2021, but the range typically falls between $90,731 and $126,926. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession. The OSJ Manager for CommunityAmerica Financial Solutions, LLC (“CAFS”), a dually registered broker-dealer and registered investment adviser, is responsible for the supervision of the firm’s financial professionals in accordance with applicable regulatory requirements and CAFS written supervisory procedures. The position is focused on mitigating risk by identifying potential policy.

    Salary: Branch Manager/OSJ | Glassdoor

    Legacy Financial Group Branch Manager/OSJ salaries - 1 salaries reported: $120,000 / yrWaddell & Reed OSJ Principal Consultant salaries - 1 salaries reported: $62,289 / yrCUSO Financial Services Associate OSJ salaries - 1 salaries reported: $56,933 / yrWaddell & Reed Senior OSJ Specialist salaries - 1 salaries reported: $52,201 / yr The OSJ Manager for CommunityAmerica Financial Solutions, LLC ('CAFS'), a dually registered broker-dealer and registered investment adviser, is responsible for the supervision of the firm's financial professionals in accordance with applicable regulatory requirements and CAFS written supervisory procedures. It Compliance Manager average salary is $116,029, median salary is $120,000 with a salary range from $72,200 to $147,000. It Compliance Manager salaries are collected from government agencies and companies.

    Salary: Compliance-Manager | Glassdoor

    How much does a Compliance-Manager make? The national average salary for a Compliance-Manager is $81,353 in United States. Filter by location to see. Compliance-Manager salaries in your area. Salary estimates are based on 5,784 salaries submitted anonymously to Glassdoor by Compliance-Manager employees. The average salary for a Compliance Officer is $69,784. Visit PayScale to research compliance officer salaries by city, experience, skill, employer and more. Compliance Manager average salary is $88,118, median salary is $78,083 with a salary range from $35,000 to $330,000. Compliance Manager salaries are collected from government agencies and companies. Each salary is associated with a real job position. Compliance Manager salary statistics is not exclusive and is for reference only.

    Compliance Manager Salary in Iowa | Salary.com

    The average Compliance Manager salary in Iowa is $104,470 as of February 26, 2021, but the range typically falls between $88,929 and $124,404. Salary ranges can vary widely depending on the city and many other important factors, including education, certifications, additional skills, the number of years you have spent in your profession. The OSJ Manager will supervise, verify and enforce compliance responsibilities through education, guidance and assistance. SOME SPECIFIC RESPONSIBILITIES INCLUDE: Supervisory responsibility of approximately thirty advisors primarily located in credit unions currently in Utah, Idaho, Nevada and California

    Regional Trade Compliance Manager Jobs, Employment.

    1,290 Regional Trade Compliance Manager jobs available on Indeed.com. Apply to Trading Manager, Regional Manager, Compliance Officer and more! Compare your salary with the national and state salaries for Compliance Managers. Make more money as a Compliance Manager. Find out how much a Compliance Manager get paid in your area. Research the cities and states that pay the most for Compliance Managers. Get the latest national and state salaries, average salary by area, salary bands and other wage data.

    Osj Branch Manager Jobs, Employment | Indeed.com

    15 Osj Branch Manager jobs available on Indeed.com. Apply to Compliance Officer, Vice President of Recruiting, Client Services Coordinator and more! About. Lisa K. Alden-Comeau is the Compliance Officer, OSJ Branch Manager at CCR Wealth Management, LLC. Lisa’s prior experience includes over 16 years of supervisory responsibility working in.

    Broker Dealer Compliance Jobs, Employment | Indeed.com

    1,393 Broker Dealer Compliance jobs available on Indeed.com. Apply to Compliance Officer, Senior Dealer, Dealer and more! Thrivent Financial for Lutherans is hiring a Manager, Compliance LIC, with an estimated salary of $100,000 - $150,000. This Auditing & Compliance job in Accounting & Finance is in Minneapolis, MN.

    Compliance Manager / Financial Advisor Job in Salt Lake.

    The OSJ Manager will supervise, verify and enforce compliance responsibilities through education, guidance and assistance. Some specific responsibilities include: Supervisory responsibility of approximately thirty advisors primarily located in credit unions currently in Utah, Idaho, Nevada and California Search and apply for the latest Office & experience manager jobs in Salt Lake City, UT. Verified employers. Competitive salary. Full-time, temporary, and part-time jobs. Job email alerts. Free, fast and easy way find a job of 731.000+ postings in Salt Lake City, UT and other big cities in USA.

    Corporate Ethics & Compliance Manager Salary | Salary.com

    How much does a Corporate Ethics & Compliance Manager make in the United States? The average Corporate Ethics & Compliance Manager salary in the United States is $158,082 as of February 26, 2021, but the range typically falls between $128,025 and $192,436.Salary ranges can vary widely depending on many important factors, including education, certifications, additional skills, the number of. The average salary for a Compliance Manager is $78,703. Visit PayScale to research compliance manager salaries by city, experience, skill, employer and more.

    Compliance Manager Salary | Salary.com

    The base salary for Compliance Manager ranges from $92,924 to $129,994 with the average base salary of $109,164. The total cash compensation, which includes base, and annual incentives, can vary anywhere from $98,555 to $143,355 with the average total cash compensation of $117,883. 1. Enter city & years of experience. 2. Add pay factors like skills & education. 3. Find your market worth with a report tailored to you. Compliance Analyst. $61k. Sr. Compliance Officer. The Compliance Officer position is primarily responsible for (1) monitoring and reporting compliance with policies and procedures adopted by and approved for BOKFS, Inc., BOK-Bank Dealer and BOKFS.

    Office of Supervisory Jurisdiction / OSJ Manager Job in.

    The OSJ Manager will supervise, verify and enforce compliance responsibilities through education, guidance and assistance. Some specific responsibilities include: Supervisory responsibility of approximately thirty advisors primarily located in credit unions currently in Utah, Idaho, Nevada and California Experienced Compliance Manager with a demonstrated history of working in the financial services industry. Skilled in Securities, Retirement Planning, Mutual Funds, Management, and Customer Service.

    Corporate Compliance Manager Salary | Salary.com

    How much does a Corporate Compliance Manager make in the United States? The average Corporate Compliance Manager salary in the United States is $109,200 as of February 26, 2021, but the range typically falls between $93,000 and $130,000.Salary ranges can vary widely depending on many important factors, including education, certifications, additional skills, the number of years you have spent. Search and apply for the latest Medical office manager jobs in Taylorsville, UT. Verified employers. Competitive salary. Full-time, temporary, and part-time jobs. Job email alerts. Free, fast and easy way find a job of 738.000+ postings in Taylorsville, UT and other big cities in USA.

    Osj Manager Jobs, Employment - Indeed

    26 Osj Manager jobs available on Indeed.com. Apply to Compliance Officer, Principal, Section Manager and more! Occupational Employment and Wages, May 2019 13-1041 Compliance Officers. Examine, evaluate, and investigate eligibility for or conformity with laws and regulations governing contract compliance of licenses and permits, and perform other compliance and enforcement inspection and analysis activities not classified elsewhere. Compliance Supervisor to OSJ Managers and Regional Directors overseeing their brokerage, direct and RIA businesses. Researched and responded to written complaints.

    The Rise of the Super OSJ | Wealth Management

    It's a great time to be a Super OSJ — an extra large office of supervisory jurisdiction, or independent b/d branch that both supervises and provides consulting and business services to other. Supervision and Compliance Manager for Peak Financial Networks Solutions, an OSJ of Cetera Advisor Networks, LLC, member FINRA/SIPC. Sharon Weinle is a registered principal, registered.


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